Broker check – Provides information on former and current FINRA registered brokers and brokerage firms:

Investment Adviser check – Checks to see if your investment advisor is registered:

FINRA – Financial Industry Regulatory Authority:

SEC – Securities & Exchange Commission:

NASAA – North American Securities Administrators Association:

Report securities fraud – To report a problem or complaint:

U.S. Commodity Futures Trading Commission:

NFA – National Futures Association:

American Arbitration Association: