JOHN LAWRENCE ALLEN, ESQ

For Securities Fraud & Broker Fraud Call:

1.800.345.1888

Arbitration

  • John Lawrence Allen
Broker Fraud & Broker Arbitration (Part 1) Do you have a stockbroker misconduct claim?

With an investment fraud or stockbroker misconduct claim, you will be facing mandatory arbitration before FINRA (the Financial Industry Regulatory Authority). The brokerage firm will have very high-powered, sophisticated, corporate attorneys defending them – attempting to win their case against you.  It is therefore imperative that you have a highly experienced FINRA securities attorney on your side.

When you open an account with a brokerage firm, you are required...

  • John Lawrence Allen
Broker Fraud & Broker Arbitration (Part 2) Do you have a case for Arbitration?

Many of the claims (whether they are for investment fraud or stockbroker misconduct) will go before FINRA (the Financial Industry Regulatory Authority) and be presented in front of an arbitrator.   The brokerage firm will most certainly have high-powered, sophisticated corporate lawyers defending them and trying to win their case.   It is therefore ‘a must’ that you have an experienced stockbroker arbitration attorney on your side, protecting...

  • John Lawrence Allen
Broker Fraud & Broker Mediation Do you have a stockbroker misconduct claim?

When you have a broker fraud or broker misconduct claim, you will ‘most likely’ be facing stockbroker arbitration before FINRA (the Financial Industry Regulatory Authority).  The brokerage firm will have high-powered sophisticated corporate lawyers defending them and trying to win this case.  It is therefore imperative that you have an experienced stockbroker arbitration attorney on your side, protecting your interests and fighting for your rights.

These cases are handled by...